-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U8GWmlpBKLw3IclmAOEuhI/dMPbV1otNvB7fjpNysKPhAMF5rcxE1AzcjlaO3QGc eZXgv3BPXM+w8BSXlNwAhA== 0001104659-07-009561.txt : 20070212 0001104659-07-009561.hdr.sgml : 20070212 20070212130642 ACCESSION NUMBER: 0001104659-07-009561 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CANTERBURY PARK HOLDING CORP CENTRAL INDEX KEY: 0000926761 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-RACING, INCLUDING TRACK OPERATION [7948] IRS NUMBER: 411775532 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-43299 FILM NUMBER: 07601536 BUSINESS ADDRESS: STREET 1: 1100 CANTERBURY DR CITY: SHAKOPEE STATE: MN ZIP: 55379 BUSINESS PHONE: 6124457223 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SAMPSON RANDALL D CENTRAL INDEX KEY: 0001042527 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 9524457223 MAIL ADDRESS: STREET 1: 1100 CANTERBURY ROAD CITY: SHAKOPEE STATE: MN ZIP: 55379 SC 13G/A 1 a07-4138_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 5)*

 

Canterbury Park Holding Corporation

(Name of Issuer)

Common stock, $.01 par value

(Title of Class of Securities)

13811E 10 1

(CUSIP Number)

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following page(s))

 




 

 

CUSIP No. 126136 10 0

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
Randall D. Sampson

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
263,891

 

6.

Shared Voting Power
19,600

 

7.

Sole Dispositive Power
263,891

 

8.

Shared Dispositive Power
19,600

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
283,491

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
6.77%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 

 

 

2




 

Item 1.

 

(a)

Name of Issuer
Canterbury Park Holding Corporation

 

(b)

Address of Issuer’s Principal Executive Offices
1100 Canterbury Road, Shakopee, Minnesota 55379

 

Item 2.

 

(a)

Name of Person Filing
Randall D. Sampson

 

(b)

Address of Principal Business Office or, if none, Residence
1100 Canterbury Road, Shakopee, Minnesota  55379

 

(c)

Citizenship
United States

 

(d)

Title of Class of Securities
Common stock, $.01 par value

 

(e)

CUSIP Number
13811E 10 1

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

3




 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

Mr. Sampson beneficially owns 283,491 shares of the outstanding common stock of the Issuer, which includes: (i) 123,391 shares of common stock owned by Mr. Sampson individually; (ii) options held by Mr. Sampson and exercisable within 60 days of December 31, 2006 to purchase 140,500 shares of common stock and (iii) 9,100 shares of common stock owned by Mr. Sampson’s minor children and 10,500 shares owned jointly with Mr. Sampson’s spouse, as to each of which beneficial ownership is disclaimed.

 

(b)

Percent of class:   

6.77% based on 4,079,386 shares of the Issuer’s common stock outstanding as of November 2, 2006 as reported in the Issuer’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2006 and including all 283,491 shares that could be deemed to be beneficially owned by Mr. Sampson.

 

(c)

Number of shares as to which the person has:

The Reporting Person has the power to vote or dispose of the shares as follows:

 

 

(i)

Sole power to vote or to direct the vote   

263,891 (includes options held by Mr. Sampson and exercisable within 60 days of December 31, 2006 to purchase 140,500 shares of common stock).

 

 

(ii)

Shared power to vote or to direct the vote    

19,600

 

 

(iii)

Sole power to dispose or to direct the disposition of   

263,891 (includes options exercisable within 60 days of December 31, 2006 to purchase 140,500 shares)

 

 

(iv)

Shared power to dispose or to direct the disposition of   

19,600

 

Item 5.

Ownership of Five Percent or Less of a Class

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

Not Applicable

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

Not Applicable

 

Item 8.

Identification and Classification of Members of the Group

 

Not Applicable

 

Item 9.

Notice of Dissolution of Group

 

Not Applicable

 

Item 10.

Certification

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 

4




Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

February  5, 2007

 

Date

 


/s/  Randall D. Sampson

 

Signature

 


Randall D. Sampson

 

Name/Title

 

5



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